As a LPL Registered Administrative Associate/Assistant, Dorothy focuses on providing efficient, personal service for all clients. Dorothy works closely with LPL Financial to ensure client satisfaction and to provide the most care-free environment for clients. Dorothy is responsible for the preparation of all client documentation, research and is committed to providing timely and effective answers to their questions.
While Dorothy assists Todd with the day-to-day operations, she is also focused on long-term projects and company goals. She is responsible for marketing campaigns aimed at prospective clients as well as communication and appreciation efforts geared toward current clients.
Dorothy joined Knapp Financial Group in 2016, just 30 years since she began in the financial services industry. Dorothy started out in 1986 as a wire operator for a small firm in Chico, CA. She relocated to the Bay Area to run an agricultural futures desk as a commodity trader at Prudential Securities in Danville, CA. Dorothy went on to spend 19 years at Morgan Stanley as a senior registered client associate and compliance manager in the Oakland, CA and Monterey, CA offices. Most recently, she handled client service at RBC Wealth Management in Monterey.
In her spare time, Dorothy is an avid amateur photographer and vintage toy collector. She lives in Corral de Tierra with her husband and two children.